Member

Alex P. Herrington Jr. (Mike)

Mike Herrington is experienced in securities, municipal bonds and corporate related activities. Among his clients is an insurance holding company in its private placement investments of more than $300 million.

His recent major representations include insurance companies, public companies, governmental agencies, hedge funds, health care companies, foreign banks, REITs, underwriters, trustees, letter of credit issuers and brokerages. He also has participated in mergers and acquisitions in multiple jurisdictions and in large commercial lending transactions.

Recent News, Articles & Speaking Engagements

Corporate and Banking Matters

Written and spoken on various topics

Executive Branch Ethics Commission

Kentucky Bar Association's Bench and Bar
Recent Assignments
Bar Admissions
Florida
Kentucky
U.S. District Court for the Eastern District of Kentucky
U.S. District Court for the Southern District of Florida
U.S. District Court for the Western District of Kentucky
Firm Leadership

Audit Letter Response Committee, Member

Retirement Plan Committee, Member

Opinions Committee, Member

Memberships
American Bar Association
The Florida Bar
Kentucky Bar Association
Louisville Bar Association
National Association of Bond Lawyers
Listed National Directory of Municipal Bond Dealers
National Association of Investment Counsel
Education
More Than Stites & Harbison

In addition to spending time with his wife and daughter, Mike enjoys attending University of Kentucky basketball games and relaxing at the family lake.

Accolades

Martindale-Hubbell® AV-Preeminent® Peer Review Rated

Best Lawyers in America®, Public Finance Law (2007-24)

Best Lawyers in America®, Louisville Area Lawyer of the Year for Public Finance Law (2013, 2017, 2019, 2021, 2023)

Chambers USA: America's Leading Lawyers for Business (2013-19)

Louisville Magazine Top Lawyers (2016)

Louisville Business First, One of Twenty People to Know in Economic Development, April 19, 2019

Testimonials

. . . experienced attorney with a fine reputation for his work in public finance . . . recognized for his strengths in municipal bonds and is singled out by clients for his responsiveness and efficiency.

- Chambers Commentary (USA)
MH AV 2024 300
Herrington Best Lawyers2024
Herrington Best Law LOY2023
Herrington Best Law Lo Y2021
Herringtonbestlawyersloy2019
Herrington Bestlawloy2017
Herrington Bestlawloy2013
Chambers USA2019 Herrington
See more related to Alex P. Herrington Jr. (Mike)
Press Releases

Stites & Harbison, PLLC Lawyers Named to 2025 Best Lawyers® Publications

Stites & Harbison, PLLC is pleased to announce that 97 of its lawyers are included in the 2025 edition of The Best Lawyers in America®. Since it was first published in 1983, Best Lawyers® has become universally regarded as the definitive guide to legal excellence according to the publication. Additionally, 12 Stites & Harbison attorneys are named as “Lawyer of the Year” and 30 attorneys are recognized in Best Lawyers: Ones to Watch® in America, which recognizes attorneys early in their careers for outstanding professional excellence in private practice in the United States.

by Stites & Harbison, PLLC August 16, 2024
Press Releases

Stites & Harbison, PLLC Lawyers Named to 2024 Best Lawyers® Publications

LOUISVILLE, Ky.—Stites & Harbison, PLLC is pleased to announce that 101 of its lawyers are included in the 2024 edition of The Best Lawyers in America®.

by Stites & Harbison, PLLC August 24, 2023
Press Releases

Stites & Harbison, PLLC Lawyers Named to 2023 Best Lawyers® Publications

LOUISVILLE, Ky.—Stites & Harbison, PLLC is pleased to announce that 98 of its lawyers are included in the 2023 Edition of The Best Lawyers in America©. Additionally, 11 Stites & Harbison attorneys are named as “Lawyer of the Year” and 19 attorneys are recognized in “Best Lawyers: Ones to Watch,” which recognizes attorneys early in their careers for outstanding professional excellence in private practice in the United States.

by Stites & Harbison, PLLC August 18, 2022
Press Releases

Stites & Harbison, PLLC Lawyers Named to 2022 Best Lawyers® Publications

LOUISVILLE, Ky.—Stites & Harbison, PLLC is pleased to announce that 93 lawyers are included in the 2022 Edition of The Best Lawyers in America©. Since it was first published in 1983, Best Lawyers® has become universally regarded as the definitive guide to legal excellence. Additionally, 11 attorneys are named as “Lawyer of the Year” and 14 attorneys are recognized in “Best Lawyers: Ones to Watch,” which recognizes attorneys early in their careers for outstanding professional excellence in private practice in the United States.

by Stites & Harbison, PLLC September 01, 2021
Press Releases

Stites & Harbison, PLLC Lawyers Named to 2021 Best Lawyers® Publications

LOUISVILLE, Ky.—Stites & Harbison, PLLC is pleased to announce that 82 lawyers are included in the 2021 Edition of The Best Lawyers in America©.

by Stites & Harbison, PLLC August 20, 2020
Press Releases

Best Lawyers in America Honors 75 Stites & Harbison attorneys for 2020

LOUISVILLE, Ky.—The Best Lawyers in America© 2020 has recognized 75 Stites & Harbison, PLLC attorneys as selected by their peers in 49 areas of practice. Forty-three of those attorneys selected have been honored for 10 consecutive years or more.

by Stites & Harbison, PLLC August 22, 2019
Press Releases

Chambers USA 2019 Honors Stites & Harbison

LOUISVILLE, Ky.—Chambers USA selected 16 Stites & Harbison, PLLC attorneys in Kentucky and Tennessee for inclusion in their 2019 guide.

by Stites & Harbison, PLLC May 08, 2019
Client Alerts

SEC Amends Municipal Securities Disclosure Rule, Adding to List of "Event Notices"

On August 20, 2018, the Securities and Exchange Commission (the “SEC”) announced that it adopted amendments to Rule 15c2-12 of the Securities Exchange Act of 1934, as amended (the “Rule”).

by Alex P. Herrington Jr. (Mike) August 28, 2018